RADIATION THERAPY ONCOLOGY GROUP

RTOG 99-13

A PHASE III COMPARISON OF BIAFINEÒ TO DECLARED INSTITUTIONAL PREFERENCE FOR RADIATION INDUCED SKIN TOXICITY IN PATIENTS UNDERGOING RADIATION THERAPY FOR ADVANCED SQUAMOUS CELL CARCINOMAS OF THE HEAD AND NECK





Study Chair Elizabeth Elliott, MRT(T)
Hamilton Regional Cancer Center
699 Concession Street
Hamilton, Ontario L8V 5C2 CANADA
(905) 387-9495 x 63809
FAX# (905) 575-6312
liz.elliott@hrcc.on.ca
 
Quality of Life Charles B. Scott, Ph.D.
(215) 574-3208
FAX # (215) 928-0153
cscott@phila.acr.org
 
Radiation Oncology James Wright, B.Sc.,M.D., F.R.C.P.
(905) 387-9495 x 64704
FAX# (905) 575-6326
jim.wright@hrcc.on.ca
 
Activation Date: October 9, 2000
 
Closure Date: April 5, 2002
 
Current Edition: October 9, 2000


This protocol was designed and developed by the Radiation Therapy Oncology Group (RTOG) of the American College of Radiology (ACR). It is intended to be used only in conjunction with institution-specific IRB approval for study entry. No other use or reproduction is authorized by RTOG nor does RTOG assume any responsibility for unauthorized use of this protocol.


Schema
Eligibility Check
1.0 Introduction
2.0 Objectives
3.0 Patient Selection
4.0 Pretreatment Evaluations
5.0 Registration Procedures
6.0 Radiation Therapy
7.0 Drug Therapy
8.0 Surgery
9.0 Other Therapy
10.0 Pathology
11.0 Patient Assessments
12.0 Data Collection
13.0 Statistical Considerations
References
Appendix I Sample Consent Form
Appendix II Performance Status
Appendix III Staging System
Appendix IV BiafineÒ Application
Appendix V Instructions for Skin Care Study Institutional Preference
Appendix VI Product Log
Appendix VII Skin Pigmentation - OMB Directive 15
Appendix VIII Study Product Shipping Form
Appendix IX CTC Skin Toxicity
Appendix X ONS Skin Assessment Scoring Criteria




RADIATION THERAPY ONCOLOGY GROUP

RTOG 99-13

A PHASE III COMPARISON OF BIAFINEÒ TO DECLARED INSTITUTIONAL PREFERENCE FOR RADIATION INDUCED SKIN TOXICITY IN PATIENTS UNDERGOING RADIATION THERAPY FOR ADVANCED SQUAMOUS CELL CARCINOMAS OF THE HEAD AND NECK

SCHEMA

S

T

R

A

T

I

F

Y
RT Dose
1. 50-60 Gy
2. >60 Gy

Palpable Nodal Status
1. Negative
2. Positive

Treatment
1. Radiation & Chemotherapy
2. Radiation Alone

Fractionation
1. Concomitant Boost
2. Standard
R

A

N

D

O

M

I

Z

E
Arm 1: Declared Institutional Preference
Skin care may include no treatment, or the use of any creams standardly used by the institution. It may not include the use of BiafineÒ.

Arm 2: Prophylactic BiafineÒ Cream
BiafineÒ is applied 3 times daily at the initiation of radiotherapy. See Section 7.2.2

Arm 3: Interventional BiafineÒ Cream
BiafineÒ is applied, as in Arm 2, only after the skin becomes symptomatic. See Section 7.2.3.




Eligibility (See Section 3.0 for details)
- Patients with biopsy proven clinical stage III or IV, squamous cell carcinoma of the oral cavity, oropharynx, hypopharynx or larynx for either radical radiation alone or post-operative treatment following primary surgical resection
- Radiation doses equal to or greater than 50 Gy will be given
- Zubrod Performance equal 0 and 1
- No rash, ulceration or open wound in treatment field
- No tumor involvement of the skin
- No known skin allergy or sensitivity to BiafineÒ
- No previous radiation therapy to the head and neck
- No inflammatory or connective tissue disorders of the skin
- No mental incompetence, including psychological or addictive disorders which would preclude completion of questionnaires
- Amifostine use is not permitted
- Patients on other RTOG studies are excluded
- Signed study-specific consent form prior to randomization

Required Sample Size: 498

Institution # _______

RTOG 99-13
ELIGIBILITY CHECK (10/9/00)


Case # _______

_______ (Y) 1. Biopsy-proven clinical stage III or IV squamous cell carcinoma of the oral cavity, oropharynx, hypopharynx or larynx?

_______ (Y) 2. Is patient referred for post-op radiation therapy or radical RT alone?

_______ (Y) 3. RT doses ( 50 Gy to the primary field?

_______ (Y) 4. Zubrod Score of 0-1?

_______ (N) 5. Does the patient have a rash, ulceration, or open wound in the treatment field?

_______ (N) 6. Is there tumor involvement of the skin?

_______ (N) 7. Does the patient have a skin allergy or sensitivity to BiafineÒ?

_______ (N) 8. Any prior radiotherapy to the head and neck?

_______ (N) 9. Does the patient have any inflammatory or connective tissue disorders of the skin?

_______ (Y) 10. Does the patient have any mental incompetence, including psychological or addictive disorders which would preclude completion of questionnaires?

_______ (N) 11. Do you plan to administer amifostine during RT?

_______ (N) 12. Is the patient on any other RTOG study?

The following questions will be asked at Study Registration:

____________________ 1. Name of institutional person registering this case?

____________________(Y)2. Has the Eligibility Checklist (above) been completed?

____________________(Y)3. Is the patient eligible for this study?

____________________ 4. Date the study-specific Consent Form was signed? (must be prior to study entry)

____________________ 5. Patient's Name

____________________ 6. Verifying Physician

____________________ 7. Patient's ID Number

____________________ 8. Date of Birth

____________________ 9. Race

____________________10. Social Security Number

____________________11. Gender

____________________12. Patient's Country of Residence

____________________13. Zip Code

____________________14. Patient's Insurance Status

____________________15. Will any component of the patient's care be given at a military or VA facility?

____________________16. Treatment Start Date

____________________17. Planned RT Dose (50-60 Gy vs. > 60 Gy)

____________________18. Palpable Nodal Status (Negative vs. Positive)

____________________19. Planned Treatment (RT and Chemo vs. RT Alone)

____________________20. Fractionation (Concomitant Boost vs. Standard)

____________________21. Treatment Assignment

Completed by __________________________ Date ______________

1.0 INTRODUCTION

1.1 It is estimated that there will be 70,200 cases of head and neck cancer diagnosed in the USA in 1999 and 634,000 worldwide.1 Radiation is a common treatment modality for patients with advanced stage disease.2 Radiation doses range from 50 to 60 Gy post operatively up to 66 to 70 Gy when used as the sole curative treatment modality.

Patients sustain skin reactions, which range from mild to brisk erythema through to desquamation. The Radiation Therapy Oncology Group (RTOG) 90-03 was a four arm study evaluating differing fractionation regimens for patients with stages III and IV head and neck cancer. The standard arm treated similar stage patients to a total dose of 70 Gy in 2 Gy daily fractions. Acute toxicity reporting has revealed Common Toxicity Criteria (CTC) skin toxicities as outlined in the table below.

Grade 1 Grade 2 Grade 3 Grade 4
35% 48% 7.4% 0%


At present there is no standard intervention for the prevention or treatment of radiation-induced skin toxicities. In the hopes of reducing skin toxicity, a variety of creams have been tested, both as prophylactic and as interventional agents. Neither natural gel3, Topical Vitamin C solution4, Aloe Vera Gel5, Bepanthen Cream (dexpanthenol cream)6, Chamomile Cream and Almond Ointment7 nor Topical Cortisone Cream8, have demonstrated positive results.

Studies conducted at the Regional Centre for Combating Cancer in Marseille9 have found the agent BiafineÒ to be effective at preventing and treating radiation-induced skin reactions. Initial reports of its effectiveness were published in 1973 and there is now over 25 years of experience with this agent for patients undergoing radiation therapy.

BiafineÒ's mechanism of action includes the early recruitment of macrophages and the stimulation of granulation tissue10. A recent RTOG study, 97-13, compared the prophylactic use of BiafineÒ against institutional preference in the management of skin reactions from adjuvant breast irradiation. The initial results of this study have suggested no significant difference between the institutional preference creams and BiafineÒ. There was an increased benefit for those patients who used BiafineÒ and continued to smoke while receiving radiation therapy. Patients with larger breasts who were treated with larger field sizes also benefited from the use of BiafineÒ. Final results are pending. The study was designed to detect a 57% reduction in maximum toxicity observed during treatment (grades 2 through 4), with a standard alpha of 0.05 and a beta of 0.10. A total of 185 patients were randomized.

The potential benefit of BiafineÒ may be clinically more significant in the head and neck patient population because of the greater proportion of grade 2 and 3 toxicities experienced.

This study is designed to compare BiafineÒ with usual institutional practices and to compare the use of BiafineÒ as an interventional agent to the use of BiafineÒ as a prophylactic agent in reducing skin toxicity.

This study will also attempt to assess the quality of life (QOL) of patients while they are receiving radiation therapy. Skin toxicity may affect a patient's compliance with treatment and overall quality of life. Unfortunately there has been little specific research in this area. A published study from Switzerland11 evaluated the effect of a hyaluronic acid (Ialugen cream) on skin reactions in head and neck, breast and pelvic cancers in a double blind, placebo-controlled randomized study. It concluded that the prophylactic use of the cream reduced the incidence of high-grade dermatitis leading to improved compliance and QOL.

It has been recognized that the unique aspects of head and neck cancer and its treatments are not adequately addressed with general health measures.12, 13,14 The Head and Neck Radiotherapy Questionnaire (HNRQ) was developed to measure radiation related acute morbidity and quality of life from the perspective of patients with head and neck cancer that are treated with radiation therapy15. It consists of 22 questions which are interviewer administered. Each question uses a 7 point Likert scale for responses. The questions relate to six domains: oral cavity (mouth), throat, skin, digestive function, energy and psychosocial. In a study conducted to validate the instrument an expected decline in quality of life was noted through the course of radiation treatments which corresponded to increased skin toxicity. The importance of the inclusion of a skin domain to this study cannot be minimized, especially when results show the skin domain as one of the two domains with the highest percentage change from baseline.

The inclusion of chemotherapy in this study is due to the increasingly frequent use of chemotherapeutic agents in the treatment of late stage head and neck cancers. It is of interest to note, that the HNRQ also discriminated between treatment groups treated with and without chemotherapy.15

Assuming that a more general tool may be useful to assess overall QOL, the Spitzer Quality of Life Index (SQLI) will be used. The SQLI is a five item categorical questionnaire summed in a Likert format, with previous reliability and validity testing.16,17 The SQLI will be used as a patient self-assessment tool.

Skin assessments are essential to this study. In order to assess the effectiveness of BiafineÒ versus other supportive care and the most efficacious use of BiafineÒ, this trial will utilize both clinician assessments and patient self- assessments. Evidence exists suggesting that clinicians and patients may differ in their assessments of the severity of toxicities.18 Physician's skin assessments will be scored utilizing the revised Common Toxicity Criteria (CTC) version 2.0.

2.0 OBJECTIVES

2.1 General

2.1.1 To reduce radiation-induced acute skin toxicities in patients treated for head and neck cancers.

2.2 Primary

2.2.1 To determine whether BiafineÒ, used as a prophylactic agent is effective in reducing the proportion of head and neck cancer patients that experience grade 2 or higher radiation-induced acute skin toxicity observed during therapy as measured by the CTC version 2.0 and the ONS Toxicity Scoring when compared to standard best supportive care.

2.3 Secondary

2.3.1 To determine if prophylactic or interventional use of BiafineÒ is more effective based upon a reduction in maximum skin toxicity observed during treatment.

2.3.2 To compare patient's quality of life between interventions using the SQLI and HNRQ Instruments with specific focus on end of radiation and four weeks post-radiation measurements.

2.3.3 To assess toxicities of BiafineÒ.

3.0 PATIENT SELECTION

3.1 Eligibility

3.1.1 Patients with biopsy-proven clinical stage III and IV squamous cell carcinoma of the oral cavity, oropharynx, hypopharynx or larynx referred for either radical radiation alone or for post-operative treatment following primary surgical resection.

3.1.2 Patients to receive minimum of 50 Gy to primary field.

3.1.3 Zubrod performance status 0 and 1.

3.1.4 No rash, ulceration or open wound in treatment field.

3.1.5 No tumor involvement of the skin.

3.1.6 No known skin allergy or sensitivity to BiafineÒ.

3.1.7 Patients may be receiving concurrent chemotherapy.

3.1.8 Study-specific signed informed consent prior to randomization.

3.2 Ineligibility

3.2.1 Inflammatory or connective tissue disorders of the skin.

3.2.2 Mental incompetence, including psychological or addictive disorders which would preclude completion of questionnaires.

3.2.3 Amifostine use while on this study (pilocarpine is permitted).

3.2.4 Patients on other RTOG studies.

3.2.5 Previous radiation therapy to the head and neck.

4.0 PRETREATMENT EVALUATION

4.1 Completion of baseline SQLI and HNRQ Instruments.

4.2 Documentation of weight and height.

4.3 Documentation of radiation field size, dose and treatment energy.

4.4 Documentation of bolus area and thickness.

4.5 Skin pigmentation will be recorded using the NCI's Office of Management and Budget (OMB) Directive 15 which defines racial and ethnic categories. See Appendix VII.

5.0 REGISTRATION PROCEDURES

5.1 Prior to registration of its first patient, each institution will submit a copy of Patient Instructions for Standard Institutional Skin Care (Appendix V) to RTOG Headquarters. The Product Shipping Form (Appendix VIII) must also be included. Both must be submitted (together) to FAX 215-574-0300.

5.2 Patients can be registered only after pretreatment evaluation is completed and eligibility criteria are met. Patients are registered prior to any protocol therapy by calling RTOG headquarters at (215) 574-3191, Monday through Friday 8:30 a.m. to 5:00 p.m. ET. The patient will be registered to a treatment arm and a case number will be assigned and confirmed by mail. The Eligibility Checklist must be completed in its entirety prior to calling RTOG. The completed, signed and dated Checklist used at study entry must be retained in the patient’s study file and will be evaluated during an institutional NCI/RTOG audit.

6.0 RADIATION THERAPY

6.1 Physical Factors

6.1.1 Equipment

6.1.1.1 Linear Accelerator with 4-6MV photon energy or Cobalt60 units will be used. Electron beam therapy may be used for the posterior aspect of the treatment fields to limit the dose to the spinal cord. Selection of the appropriate electron energy will depend on the thickness of the neck and or the depth of the disease. Photon and electron fields will be matched on the skin. Brachytherapy is not permitted in this study. Treatment distance of minimum 80 SSD/SAD is allowed. Decisions regarding the use and thickness of bolus over clinically involved nodes will be left to the discretion of the treating physician. This will be recorded per Section 4.4.

6.1.1.2 Immobilization devices such as plastic masks should be "cut out" where clinically possible while still preserving setup stability, to reduce skin doses.

6.2 Localization

6.2.1 Simulation

6.2.1.1 Simulation of the initial fields and any planned boost fields is required. Appropriate immobilization devices should be used, as per usual clinical practice. Solder wire can be used to indicate areas of nodal involvement unless CT planned. Copies of simulation films of each field and portal films will be sent to RTOG at the end of treatment only if requested. The completed treatment chart and calculations will be sent to RTOG after treatment completion only if requested by RTOG HQ.

6.2.1.2 Verification films will be taken on day one, and at a minimum when any adjustments are made to fields or shielding. These films will be sent to RTOG only if requested.

6.2.1.3 See Section 12.0 for dosimetry submission specifications.

6.3 Dose Fractionation

Standard fractionation will be once daily. Accelerated fractionation with concomitant boost as delivered in RTOG 90-03 is also acceptable.

6.3.1 Standard Fractionation

· Initial Fields

The dose to the prescription point will be 50-54 Gy delivered at 1.8-2 Gy per fraction.

· Boost Fields

The boost fields will deliver 1.8-2 Gy per fraction. Boosts of up to 20 Gy will be allowed as part of this protocol.

6.3.2 Concomitant Boost

· Initial Fields

The dose to the prescription point will be 32.4 Gy delivered at 1.8 Gy per fraction for 18 fractions, 5 days a week over 3 1/2 weeks.

The initial fields continue at 1.8 Gy per fraction for 12 fractions for another 21.6 Gy to a total dose of 54 Gy.

· Boost

The initial fields are given concurrently with the boost fields for the last 2 1/2 weeks, 6 hours apart. Boost: 1.5 Gy per fraction per day given at least 6 hours after the large field treatment for 12 fractions over the last 2 1/2 weeks of treatment. Total dose: 72 Gy in 42 fractions over 6 weeks.

6.3.3 Electron Fields

Electron supplements and electron boost fields when required will be delivered at 1.5-2 Gy per fraction. Total dose must not exceed dose outlined for fields in Sections 6.3.1 and 6.3.2.

6.4 Target Volume Irradiated Portals

6.4.1 Initial Treatment Fields

A minimum of 1.5 cm, or preferably a 2 cm margin, should be placed around all clinical evidence of disease or the preoperative extent of disease for postoperative patients. The treatment portals should also attempt to include areas at significant risk of occult nodal involvement.

6.4.2 Boost Fields

The boost field, necessary for all but low risk postoperative patients, should cover original disease with a 1.5 to 2 cm margin.

6.5 Dose Calculation

6.5.1 Initial Fields

The doses shall be prescribed and calculated according to the ICRU recommendations for external beam treatment using photons and electrons. Most fields will require full compensation to correct for tissue contours, or at a minimum, wedges to minimize inhomogeneity. The maximal permissible inhomogeneity is 10%. If a matching third anterior field is used to treat the lower neck and supraclavicular areas, prescribing at dmax or up to a 3 cm depth is preferred. The specification of the target dose is in terms of a dose to a point at or near the center of the target volume. The following portal arrangements are specified for photon beams.

6.5.1.1 For two opposed coaxial equally weighted beams: on the central ray at mid separation of beams.

6.5.1.2 For arrangement of 2 or more intersecting beams: at the intersection of the central ray of the beams.

6.5.1.3 Other or complex treatment arrangements: at the center of the target(s) area.

6.5.1.4 The electron beam energy should be chosen such that the target volume is covered by the distal 90% if the depth dose curve. This dose should be prescribed to dmax.

6.5.2 Boost fields

Boost fields will utilize prior compensators when available, or new wedge plans must be generated achieving similar homogeneity.

6.6 Radiation Treatment Duration

Treatment duration is expected to range from 35 calendar days for post operative radiation to a maximum of 60 days for a full therapeutic course of radiation.

6.7 Toxicity Scoring

Skin assessments are essential to this study. In order to assess the effectiveness of BiafineÒ versus other supportive care and the most efficacious use of BiafineÒ, this trial will utilize both clinician assessments and patient self- assessments. Evidence exists suggesting that clinicians and patients may differ in their assessments of the severity of toxicities.18 Physician's skin assessments will be scored utilizing the revised Common Toxicity Criteria (CTC) version 2.0 and the ONS Toxicity Scoring.

7.0 DRUG THERAPY

7.1 Product Information: BiafineÒ

7.1.1 BiafineÒ has been used in France for over 25 years. It has been indicated for the treatment of all types of wounds, from minor abrasions and sunburns to major thermal wounds, radiation dermatitis, pressure ulcers and diabetic leg ulcers. BiafineÒ is a pleasant fragrant non-toxic cream. It is a non-prescription product.

7.1.2 Pharmakinetics

BiafineÒ enhances the first stage of the healing process by recruiting a significant number of macrophages. It stimulates the production of granulation tissue, and has an indirect action on epithelialization.

7.1.3 Supply

Supplied by Médix Pharmaceuticals Americas; available in 1.5 oz (42.0g) and 0.66 oz (18.6g) lined tubes, 12 and 24 tube cases.

7.1.4 Ingredients

BiafineÒ consists of purified water, liquid paraffin, glycol monostearate, stearic acid, propylene glycol, paraffin wax, squalene, avocado oil, trolamine sodium alginate, cetyl palmitate, methylparaben, sorbic acid, propyl paraben, and fragrance.

7.2 Application

7.2.1 Arm 1

Participating Institutions will declare their institutional preference (other than BiafineÒ) before entering patients on the study. This may include no active treatment.

7.2.2 Arm 2

Patients will apply the BiafineÒ cream to the treatment area starting the first day of radiation treatment. The cream will be applied three times a day with a minimum of four hours between applications. The cream must not be applied within four hours prior to treatment. The treated area must be regularly cleansed with warm water and a mild soap and patted dry gently with a cotton towel to prevent any buildup of cream. It will be used through the course of radiation and for two weeks after the last fraction of radiation.

7.2.3 Arm 3

Patients will begin to apply BiafineÒ once the skin becomes erythematous and symptomatic (slightly itchy, tender and or dry - grade 1 reaction). BiafineÒ will be applied to the treatment area as detailed in Arm 2 throughout the remainder of the treatments and for two weeks following the last fraction. The treated area must be cleansed regularly with water and a mild soap and patted dry with a cotton towel to prevent any buildup of cream.

7.3 Treatment Modifications

7.3.1 If not part of usual institutional practice, Hydrocortisone cream may be added to the treatment if greater than grade 2 toxicity is experienced. See Appendix IX.

7.3.2 Protocol treatment is to be discontinued immediately if an allergic response occurs, or a confluent desquamation of greater than or equal to 1.5 cm, or if grade ( 3 skin toxicity, or bleeding occurs.

7.4 Distribution

7.4.1 The BiafineÒ Shipping Form (Appendix VII) must be completed and returned to RTOG Headquarters prior to randomizing any patient on study. Allow adequate processing time (7-10 days) before calling to randomize your first patient.

7.4.2 Médix Pharmaceuticals will supply BiafineÒ to the person designated on the BiafineÒ Shipping Form. Other products used for Arm 1 will be the responsibility of the individual institution or patient. BiafineÒ is to be distributed only to patients randomized to this study. The product log in Appendix VI will be used to record both the receipt of shipments from Médix Pharmaceuticals and the dispensing of product to the patient.

7.4.3 Additional product during the accrual phase of this study may be ordered directly from Médix Pharmaceuticals. See Section 7.4.4.

7.4.4 At the completion of this study all unused product will be returned to:

Médix Pharmaceuticals, Americas, Inc.
12505 Starkey Road
Largo, FL 33773
(727) 507-9844
FAX (727) 507-9855

8.0 SURGERY

Not applicable to this study.

9.0 OTHER THERAPY

9.1 Pilocarpine use is permitted.

9.2 The use of amifostine is not permitted as its action on the skin has not been evaluated.

10.0 PATHOLOGY

Not applicable to this study.

11.0 PATIENT ASSESSMENT:

11.1 Study Parameters

Assessment Pre Entry Weekly Post Treatment
Skin assessment (CTC & ONS) X X Weeks 1, 2, 3 & 4
Spitzer Quality of Life (SQLI) X X Weeks 1, 2, 3 & 4
Patient self assess (HNRQ) X X Weeks 1, 2, 3 & 4
Weight X X Weeks 1, 2, 3 & 4


11.2 Patient Assessments

11.2.1 All questionnaires and instructions will be reviewed with the patient prior to randomization.

11.2.2 Skin assessments will be done prior to treatment, weekly during radiation therapy, and weekly for four weeks post radiation therapy by the designated health care professional using the revised Common Toxicity Criteria (CTC) for Skin and the ONS Toxicity Scoring Criteria. See Appendix IX and Appendix X.

11.2.3 Patients will complete the HNRQ and the SQLI forms prior to treatment, weekly during treatment, and weekly for four weeks post radiation. The end of treatment and 4-week post treatment evaluation are the primary endpoints.

11.2.4 Centers should attempt to perform all weekly assessments on a single scheduled day of the week.

12.0 DATA COLLECTION

(RTOG, 1101 Market Street, Philadelphia, PA 19107, FAX#215/928-0153)

12.1 Summary of Data Submission

Item Due
Demographic Form (A5)
Initial Evaluation Form (I1)
Pretreatment Professional Skin Assessment (F2)*
Pretreatment Quality of Life (PQ)*
Pre-tx H&N Radiotherapy Questionnaire (QL)*
Within 2 weeks of study entry
Radiotherapy Form (T1) At end of RT
Product Log (PL) At the end of BiafineÒ Treatment
H&N Radiotherapy Questionnaires (QF)
Post treatment Quality of Life Forms (PF)
Skin Assessment Form (F3)
Weekly during RT (submit at end ofRT); for weeks 1, 2, 3, and 4 post treatment (submit at week 4).
Initial Follow-up Form (F1) At 4 weeks post RT

*Skin Assessment (CTC & ONS); Spitzer Quality of Life (SQLI); Patient Self Assessment (HNRQ)

13.0 STATISTICAL CONSIDERATIONS

13.1 Study Endpoints

13.1.1 Compare incidence of skin toxicities between BiafineÒ and Best Supportive Care (BSC).

13.1.2 Compare the response of skin toxicities among the three arms.

13.1.3 Compare the quality of life among the three arms.

13.1.4 Tabulate frequency of toxicities to BiafineÒ.

13.2 Sample Size

13.2.1 Incidence of Skin Toxicities

The incidence of grade 2 or worse radiation-induced skin toxicity during therapy is expected to be 56% in the BSC arm. The incidence of skin toxicity on the interventional BiafineÒ arm is expected equal to or higher than 56%. The study is designed to detect a 33% reduction in grade 2 or higher skin toxicity due to prophylactic use of BiafineÒ. Using a two-sided significance level (0.05) and power of 90% then 151 patients per arm will be required.19 Assuming a 10% ineligibility/inevaluability rate then a total of 166 patients per arm will be required.

13.2.2 Response of Skin Toxicities

A response will be considered a return to grade 0. It is expected that 25% of the patients on the BSC arm will have grade 0 skin toxicity at 4 weeks post radiation therapy. If the best BiafineÒ arm increases the response to 50% then 124 patients per arm will be required to maintain the statistical parameters presented in Section 13.2.1.

13.2.3 Quality of Life

There will be two quality of life instruments used in this study: the Head and Neck Radiotherapy Questionnaire (HNRQ) and the Spitzer Quality of Life Index (SQLI). According to Browman et al. a 20% change in HNRQ scores is a clinically important change. In RTOG 97-13, skin toxicity in breast cancer patients, a grade 2 or worse skin toxicity was correlated with worse quality of life by the SQLI.20 A 0.5 point difference in SQLI scores was clinically meaningful. Assuming a common standard deviation of 18 in HNRQ across arms, measuring HNRQ at the end of radiation therapy and four weeks post, then 76 patients per arm at each of these time points will be required to detect a clinically meaningful difference in HNRQ. A common standard deviation of 0.54 is assumed for SQLI. Ninety patients per arm with SQLI scores at the end of RT and four weeks post will be required to detect a clinically meaningful difference. These sample size estimates will preserve the statistical parameters presented in Section 13.2.1

13.3 Patient Accrual

Patient accrual is expected to be robust. Accrual is expected to be 30 patients per month and should be completed in 17 months. If the accrual is less than 10 patients per month, this study will be re-evaluated for feasibility.

13.4 Randomization Scheme

The treatment allocation will be done using a randomized permuted block within strata. The arms will be stratified by nodal status, chemotherapy, radiation dose and fractionation. There will be check on institutional balance by treatment arm.

13.5 Analysis Plans

13.5.1 Interim Analyses of Accrual and Toxicity Data

Interim reports with statistical analyses will be prepared every six months until the initial paper reporting the treatment results has been submitted. In general, the interim reports will contain information about:

i) the patient accrual rate with projected completion date for the accrual phase

ii) the distribution of patients with respect to pretreatment characteristics

iii) the frequency and severity of the toxicities for treatment arms combined

iv) compliance with the submission of the HNRQ and SQLI.

13.5.2 Interim Analyses of Study Endpoints

It is expected that accrual will be too rapid to perform any outcome analyses during the accrual phase.

13.5.3 Analysis and Reporting of Initial Treatment Results

The major analysis will be undertaken when all patients have completed the four-week follow-up. The usual components of this analysis are:

i) tabulation of all cases entered and any excluded from the analysis with the reasons for such exclusions;

ii) reporting of institutional accrual;

iii) distribution of pretreatment characteristics by treatment arm;

iv) observed results with respect to the study endpoints:

1. Skin toxicities will be assessed weekly by the Common Toxicity Criteria (CTC). The worst toxicity observed over the study will be compared across arms using a Kruskal-Wallis Test.

2. The CTC will be used to assess toxicity weekly during the treatment and four-week post radiation follow-up period. Response to intervention will be considered as the percentage of patients achieving a grade 0 by week 4 post RT. The three arms will be compared by the Chi-square test.

3. Quality of Life (QOL) will be measured weekly. Change scores from baseline measurement will be computed. The end of RT and four-week post RT QOL scores will be the primary endpoints. Treatment comparisons across will be made using the analysis of variance.

4. Weekly skin toxicity and QOL assessments will be correlated to determine the impact of toxicity on QOL.

5. The pattern and duration of toxicity and QOL will be examined using an area under the curve analysis. These averages will be compared using a Z-test.

6. Since smoking status (current vs. non smoker) at the time of study entry provided a possible interaction with intervention effectiveness in RTOG 97-13 (a prior breast skin toxicity study), then the treatment comparisons will be made with smoking status.

13.6 Estimated Minority and Gender Accrual

In conformance with the National Institute of Health (NIH) Revitalization Act of 1993 with regard to inclusion of women and minorities in clinical research, we make the following observations. There has been no information published to date that indicates that women have distinct skin reactions from men when treated with head and neck irradiation. A subset analysis will be performed to determine if such an interaction exists. The skin toxicity scale to be used in this study does not differentiate between skin pigmentation. If the projected accrual rates are observed there will be an opportunity to determine if different levels of skin pigmentation interact with observed skin toxicity.

American Indian or Alaskan Native Asian Black or African American Hispanic or Latino White Other or Unknown Total
Female 1 1 30 10 158 0 200
Male 1 1 45 15 236 0 298
Total 2 2 75 25 394 0 498


REFERENCES
1. Landis Sarah.H., Murray Taylor, Bolden Sherry, Wingo Phyllis A. Cancer Statistics 1999. CA Cancer Journal for Clinicians Vol.49 No 1 Jan/Feb 1999

2. Corn Benjamin W, Soffen Edward M, Coia, Lawrence RJ Head and Neck Cancer. Introduction to Clinical Radiation Oncology, Chap 4 p63-80

3. Witt, ME, McDonald-Lynch A., Lyndon J. Enhancing Skin Comfort During Radiation Therapy. Oncology Nursing Forum Vol 17 no: 2 p 276 (1990)

4. Halperin Edward C, Gaspar Laurie, George Stephen, et al. A Double-Blinded, Randomized Prospective Trial to Evaluate Topical Vitamin C Solution for the Prevention of Radiation Dermatitis I.J. Radiation Oncology Biol. Phys. Vol. 26 p413-416

5. Williams Maureen S, Burk Mary, Loprinzi Charles L, et al. Phase II Double-Blind Evaluation of an Aloe Vera Gel as a Prophylactic agent for Radiation Induced Skin Toxicity Int. J. Radiation Oncology Biol. Phys., Vol. 36, No. 2, p345-349, 1996

6. Lokkevik Erik, Skovlund Eva, Reitan Jon B., et al. Skin Treatment with Bepanthen Cream versus No Cream during Radiotherapy. Acta Oncologica Vol.35, No. p1021-1026, 1996

7. Maiche A.G, Grohn P, Maki-Hokkonen H . Effects of Chamomile Cream and Almond Ointment on Acute Radiation Skin Reaction. Acta Oncologica Vol. 30, p395-397, 1991

8. Protera Mary E, Lookingbill Donald F, Stryker John A. Prophylaxis of Radiation Dermatitis with Topical Cortisone Cream. Therapeutic Radiology 143 p775-777 (1982)

9. Spitalier, J.M. Almaric R. "Value of BiafineÒ in the Prevention and Treatment of Skin Reactions Following Radiotherapy" Centre Regional DeLutte Centre Le Cancer Marseille, France, Unpublished manuscript, 1973

10. Coulomb Bernard, Friteau Laurence, Dubertret Louis. BiafineÒ Applied on Human Epidermal Wounds Is Chemotactic for Macrophages and Increases the IL-1IL-6 Ratio. Skin Pharmacol 1997, Vol 10 p 281-287

11. Liguori Vincenzo,Guillemin Claire, Pesce Gian F., et al. Double-blind, randomized clinical study comparing hyaluronic acid cream to placebo in patients treated with radiotherapy. Radiotherapy and Oncology Vol 42. P155-161(1997)

12. List Marcy A, Ritter-Sterr Chris, Lansky Shirley B. A Performance Status for Head and Neck Cancer Patients Cancer Vol. 66, p 564-569 Aug 1 1990

13. Trotti Andy, Johnson Darlene, Gwede Clement, et al. Development of a Head and Neck companion Module for the Quality of Life Radiation Therapy Instrument (QOL-RT1) Int. J. Radiation Oncology Biol. Phys., Vol. 42 No. 2 p257-261, 1998

14. Johnson D.J.Casey L., Noriega B. A pilot study of patient Quality of life during radiotherapy treatment. Quality of Life Research, Vol 3 p267-272

15. Browman, George P, Levine M.N, Hodson D.I et al. The Head and Neck Radiotherapy Questionnaire: A Morbidity / Quality of Life Instrument for Clinical Trials of Radiotherapy in Locally Advanced Head and Neck Cancer. Journal of Clinical Oncology Vol 11 no. 5 (May), 1993 p863-872

16. Spitzer W.O, Dobson A.J,Hall J, et al. Measuring the Quality of Life of Cancer patients: a concise QL- index for use by physicians. J. Chron Dis Vol. 34, p 585-597, 1981.

17. Spitzer WO, Dobson AJ, Kaddington-Hall J.M., et al. Can the Spitzer Quality of Life Index help to reduce prognostic uncertainty in terminal care? Br J Cancer Oct, Vol 62, No 4 p695-699, 1990

18. Watkins-Bruner Deborah, Scott Charles, Lawton Colleen, et al., RTOG's First Quality of Life Study -RTOG 90-20: A Phase 11 Trial of External Beam Radiation with Etanidazole for Locally Advanced Prostate Cancer. Int. J. Radiation Oncology Biol. Phys. Vol 33, No. 4 p 901-906, 1995

19. Whitehead J: Sample size calculations for ordered categorical data. Stat Med Vol 12:2257-2271, 1993.

20. Scott C, Paulus R, Stevens R, Marconi B, Champion L, Freedman GM, Asrari F, Pilepich MV, Gagnon JD, Wong G, Fisher J. Is Radiation-Induced Skin Toxicity of the Breast Associated with Reduced Quality of Life: Report of RTOG 97-13. Proc Int Soc Quality Life Res Vol 8 No 7 p 65, 1999.



APPENDIX I
RTOG 99-13
SAMPLE CONSENT FOR RESEARCH STUDY

STUDY TITLE

A PHASE III COMPARISON OF BIAFINEÒ TO DECLARED INSTITUTIONAL PREFERENCE FOR RADIATION INDUCED SKIN TOXICITY IN PATIENTS UNDERGOING RADIATION THERAPY FOR ADVANCED SQUAMOUS CELL CARCINOMAS OF THE HEAD AND NECK

This is a clinical trial (a type of research study). Clinical trials include only patients who choose to take part. You are being asked to take part in this study because you have advanced cancer of the head and neck region.

Please take your time to make your decision. Discuss it with your friends and family. The National Cancer Institute (NCI) booklet, Taking Part in Clinical Trials: What Cancer Patients Need To Know, is available from your doctor.

WHY IS THIS STUDY BEING DONE?

The purpose of this study is to compare the effects (good and bad) of the skin care cream, BiafineÒ, with the treatment(s) institutions normally use to prevent skin reactions caused by radiation therapy of the head and neck region. The study will also compare the effectiveness of BiafineÒ when it is used at the beginning of radiation treatment through the course of radiation treatment, and for two weeks after radiation treatment to when use is started only once the skin becomes red, tender, dry or slightly itchy. Use is continued for the remainder of treatment and for two weeks after treatment.

The study will also try to determine the quality of life of patients in the different groups.

This research is being done because we do not know which of these treatments is better.

HOW MANY PEOPLE WILL TAKE PART IN THE STUDY

About 500 people will take part in this study.

WHAT IS INVOLVED IN THE STUDY?

You will be "randomized" into one of the study groups described below. Randomization means that you are put into a group by chance. It is like flipping a coin. A computer decides which group you are put into. Neither you nor the researcher will choose what group you will be in. You will have an equal chance of being placed in one of the three groups. Patients will be randomized to one of the following groups:

Group 1: Standard Skin Care:

Radiation therapy treatments will be given once a day, five days per week for up to 7 weeks. You will use the skin care that is usually given by the doctors at your radiation treatment center. This may include skin cream or no treatment at all depending on how much effect the radiation has on your skin. Everyone at your institution assigned to this treatment will use the same kind of skin cream. It will not include the use of BiafineÒ.

Group 2: Prophylactic (preventive) BiafineÒ Cream and Radiation Therapy:

Radiation therapy treatments will be given once a day, five days per week for up to 7 weeks. You will apply BiafineÒ cream 3 times a day to the skin in the area where the radiation is being given, every day (7 days a week) starting the first day until the last day of radiation and for two weeks after the end of radiation. The treated area must be cleaned with warm water and a mild soap and patted dry gently with a cotton towel to keep the cream from building up on the skin. You will gently rub the BiafineÒ cream into the skin no less than 4 hours before your treatment and no less than 4 hours between applications.

Group 3: Interventional (healing) BiafineÒ Cream:

Once a day, five days per week for up to 7 weeks. Radiation therapy treatments will be given at your institution. You will apply BiafineÒ cream 3 times a day (7 days a week) only if the skin starts to turn red, tender, dry or slightly itchy. You will use BiafineÒ every day exactly as described in Treatment 2 from then on until the last day of radiation and for two weeks after the end of radiation.

· Procedures that are part of regular cancer care and may be done even if you do not join the study.

Radiation Therapy: daily treatment five days a week for up to 42 treatments (8+ weeks).
· Standard procedures being done because you are in this study.


HOW LONG WILL I BE IN THE STUDY?

You will be in the study for about 11 weeks.

The researcher may decide to take you off this study if it is in your medical best interest, BiafineÒ supply is insufficient, your condition worsens, or new information becomes available and this information suggests the treatment will be ineffective or unsafe for you. It is unlikely, but the study may be stopped early due to lack of funding or participation.

You can stop participating at any time. However, if you decide to stop participating in the study, we encourage you to talk to the researcher and your regular doctor first.

WHAT ARE THE RISKS OF THE STUDY?

While on the study, you are at risk for these side effects. You should discuss these with the researcher and/or your regular doctor. There also may be other side effects that we cannot predict. Other drugs may be given to make side effects less serious and uncomfortable. Many side effects go away shortly after the treatment is stopped, but in some cases side effects can be serious or long lasting or permanent.

Risks Associated with BiafineÒ
SPECIAL NOTE:

If BiafineÒ is used incorrectly (applied less than four hours before the daily radiation treatment), it can cause or worsen a skin reaction. It is important that the area being treated be washed gently with a mild soap and patted dry with a cotton towel once a day to prevent a buildup of BiafineÒ on the skin. A buildup of BiafineÒ will increase the chances of or worsen a skin reaction.

Risks Associated with (Declared Institution Preference)

Institutions must complete this section for their Declared Institutional Preference prior to submitting this protocol and the sample study-specific consent form to their IRBs.

ARE THERE BENEFITS TO TAKING PART IN THE STUDY?

If you agree to take part in this study, there may or may not be direct medical benefit to you. We hope the information learned from this study will benefit other patients undergoing radiation therapy for advanced head and neck cancer in the future.

WHAT OTHER OPTIONS ARE THERE?

You may choose to not participate in this study. Other treatments that could be considered for your condition may include the following: (1) the standard care provided by your institution to reduce radiation-induced skin reactions; and (2) waiting to see if a skin reaction develops.

Another option may be to get the BiafineÒ treatment described in this study at your center or another center even if you do not take part in the study.

Your doctor can tell you more about your condition and the possible benefits of the different available treatments. Please talk to your regular doctor about these and other options.

WHAT ABOUT CONFIDENTIALITY?

Efforts will be made to keep your personal information confidential. We cannot guarantee absolute confidentiality. Records of your progress while on the study will be kept in a confidential form at this institution and in a computer file at the headquarters of the Radiation Therapy Oncology Group (RTOG). Your personal information may be disclosed if required by law.

Organizations that may inspect and/or copy your research records for quality assurance and data analysis include groups such as the Food and Drug Administration (FDA), the National Cancer Institute (NCI), qualified representatives of applicable drug manufacturers, and other groups or organizations that have a role in this study.

WHAT ARE THE COSTS?

If you are assigned to Groups 2 or 3, Médix Pharmaceuticals Americas, Inc. will supply the BiafineÒ cream free of charge. Unless your physician provides you with another product, the cost of anything besides BiafineÒ will be your responsibility.

Taking part in this study may lead to other added costs to you or your insurance company. Please ask about any expected added costs or insurance problems.

In the case of injury or illness resulting from this study, emergency medical treatment is available but will be provided at the usual charge. No funds have been set aside to compensate you in the event of injury.

You or your insurance company will be charged for continuing medical care and/or hospitalization.

You will receive no payment for taking part in this study.

If, during the study, Médix Pharmaceuticals ceases to supply the drug, you may have to pay for the amount of drug needed to complete the study.

WHAT ARE MY RIGHTS AS A PARTICIPANT?

Taking part in this study is voluntary. You may choose not to take part or may leave the study at any time. Leaving the study will not result in any penalty or loss of benefits to which you are entitled.

We will tell you about new information that may affect your health, welfare, or willingness to stay in this study.

A Data Safety and Monitoring Board, an independent group of experts, may be reviewing the data from this research throughout the study. We will tell you about the new information from this or other studies that may affect your health, welfare, or willingness to stay in this study.



WHOM DO I CALL IF I HAVE QUESTIONS OR PROBLEMS?

(This section must be completed)

For information about your disease and research-related injury, you may contact:



_____________________________________ ______________________
Name Telephone Number


For information about this study, you may contact:


_____________________________________ ______________________
Name Telephone Number


For information about your rights as a research subject, you may contact:

(OPRR suggests that this person not be the investigator or anyone else directly involved with the research)


_____________________________________ ______________________
Name Telephone Number


WHERE CAN I GET MORE INFORMATION?

You may call the NCI's Cancer Information Service at

1-800-4-CANCER (1-800-422-6237) or TTY: 1-800-332-8615

Visit the NCI's Web sites for comprehensive clinical trials comprehensive clinical trials information http://cancertrials.nci.nih.gov or for accurate cancer information including PDQ http://cancernet.nci.nih.gov.

SIGNATURE

I have read all the above, asked questions, and received answers concerning areas I did not understand. I have had the opportunity to take this consent form home for review or discussion.

I willingly give my consent to participate in this program. Upon signing this form I will receive a copy. I may also request a copy of the protocol (full study plan).

_____________________________________ ______________________
Patient Signature (or Legal Representative) Date




APPENDIX II
KARNOFSKY PERFORMANCE SCALE
100 Normal; no complaints; no evidence of disease
90 Able to carry on normal activity; minor signs or symptoms of disease
80 Normal activity with effort; some sign or symptoms of disease
70 Cares for self; unable to carry on normal activity or do active work
60 Requires occasional assistance, but is able to care for most personal needs
50 Requires considerable assistance and frequent medical care
40 Disabled; requires special care and assistance
30 Severely disabled; hospitalization is indicated, although death not imminent
20 Very sick; hospitalization necessary; active support treatment is necessary
10 Moribund; fatal processes progressing rapidly
0 Dead
ZUBROD PERFORMANCE SCALE
0 Fully active, able to carry on all predisease activities without restriction (Karnofsky 90-100).
1 Restricted in physically strenuous activity but ambulatory and able to carry out work of a light or sedentary nature. For example, light housework, office work (Karnofsky 70-80).
2 Ambulatory and capable of all self-care but unable to carry out any work activities. Up and about more than 50% of waking hours (Karnofsky 50-60).
3 Capable of only limited self-care, confined to bed or chair 50% or more of waking hours (Karnofsky 30-40).
4 Completely disabled. Cannot carry on any self-care. Totally confined to bed or chair (Karnofsky 10-20).


APPENDIX III
AJCC STAGING
HEAD & NECK, 5th Edition

STAGING-PRIMARY TUMOR (T)

TX Primary tumor cannot be assessed

T0 No evidence of primary tumor

Tis Carcinoma in situ

ORAL CAVITY

Buccal mucosa

Lower alveolar ridge

Upper alveolar ridge

Retromolar gingiva (Retromolar trigone)

Floor of mouth

Hard palate

Anterior two-thirds of the oral tongue

T1 Tumor 2 cm or less in greatest dimension

T2 Tumor more than 2 cm but not more than 4 cm in greatest dimension

T3 Tumor more than 4 cm in greatest dimension

T4 Tumor invades adjacent structures (e.g. through cortical bone, into deep [extrinsic] muscle of tongue, maxillary sinus, skin. Superficial erosion of bone/tooth socket by gingival primary is not sufficient to classify as T4).

PHARYNX

Nasopharynx

Postero-superior walls

Lateral walls

Inferior (anterior) wall, consists of the superior surface of the soft palate

T1 Tumor confined to the nasopharynx

T2 Tumor extends to soft tissues of oropharynx and or nasal fossa

T2a without parapharyngeal extension

T2b with parapharyngeal extension

T3 Tumor invades bony structures and/or paranasal sinuses

T4 Tumor with intracranial extension and/or involvement of cranial nerves, infratemporal fossa, hypopharynx, or orbit.



Oropharynx

Faucial arch including soft palate, uvula and anterior tonsillar pillar

Glossotonsillar sulci and pharyngeal tonsils

Base of tongue

Pharyngeal wall including lateral and posterior walls and posterior tonsillar pillar

T1 Tumor 2 cm or less in greatest dimension

T2 Tumor more than 2 cm but not more than 4 cm in greatest dimension

T3 Tumor more than 4 cm in greatest dimension

T4 Tumor invades adjacent structures (e.g. pyterygoid muscle[s], mandible, hard palate, deep muscle of tongue, larynx)



Hypopharynx

Pyriform fossae

Postcricoid region

Lateral and posterior hypopharyngeal walls

T1 Tumor limited to one subsite of hypopharynx and 2 cm or less in greatest dimension.

T2 Tumor invades more than one subsite of hypopharynx or an adjacent site, or measures more than 2 cm but not more than 4 cm in greatest diameter without fixation of hemilarynx.

T3 Tumor measures more than 4 cm in greatest dimension or with fixation of hemilarynx.

T4 Tumor invades adjacent structures (e.g. thyroid/cricoid cartilage, carotid artery, soft tissues of neck, prevertebral fascia/muscles, thyroid and/or esophagus).

LARYNX

Supraglottis

Suprahyoid epiglottis

Infrahyoid epiglottis

Aryeepiglottic folds (laryngeal aspect)

Ventricular bands (false cords)

Arytenoids

T1 Tumor limited to one subsite of supraglottis with normal vocal cord mobility

T2 Tumor invades mucosa of more than one adjacent subsite of supraglottis or glottis or region outside the supraglottis (e.g., mucosa of base of tongue, vallecula, medial wall of pyriform sinus) without fixation of the larynx.

T3 Tumor limited to larynx with vocal cord fixation and/or invades any of the following: postcricoid area, pre-epiglottic tissues.

T4 Tumor extends through the thyroid cartilage, and/or extends into soft tissues of the neck, thyroid and/or esophagus.

Glottis

True vocal cords including anterior and posterior commissures

T1 Tumor limited to the vocal cord(s) (may involve anterior or posterior commissures) with normal mobility

T1a Tumor limited to one vocal cord

T1b Tumor involves both vocal cords

T2 Tumor extends to supraglottis and/or subglottis and/or with impaired vocal cord mobility

T3 Tumor limited to the larynx with vocal cord fixation

T4 Tumor invades through thyroid cartilage and/or extends to other tissues beyond the larynx (e.g., trachea, soft tissues of neck including thyroid, pharynx)

Subglottis

T1 Tumor limited to the subglottis

T2 Tumor extends to vocal cord(s) with normal or impaired mobility

T3 Tumor limited to larynx with vocal cord fixation

T4 Tumor invades through cricoid or thyroid cartilage and/or extends to other tissues beyond the larynx (e.g.trachea, or soft tissues of the neck including thyroid, esophagus)



REGIONAL LYMPH NODES (N) Excluding Nasopharynx

NX Regional lymph nodes cannot be assessed

N0 No regional lymph node metastasis

N1 Metastasis in a single ipsilateral node, 3 cm or less in greatest dimension.

N2 Metastasis in a single ipsilateral node, more than 3 cm, but not more than 6 cm in greatest dimension or multiple ipsilateral lymph nodes, none greater than 6 cm in greatest dimension, or bilateral or contralateral nodes, none more than 6 cm in greatest dimension.

N2a Metastasis in a single ipsilateral node more than 3 cm, but not more than 6 cm in greatest dimension.

N2b Metastasis in multiple ipsilateral nodes, none more than 6 cm in greatest dimension.

N2c Metastasis in bilateral or contralateral lymph nodes, none more than 6 cm in greatest dimension.

N3 Metastases in a lymph node none more than 6 cm in greatest dimension.

REGIONAL LYMPH NODES (N) Nasopharynx Only

NX Regional lymph nodes cannot be assessed

N0 No regional lymph node metastasis

N1 Unilateral metastasis in lymph node(s), 6 cm or less in greatest dimension, above the supraclavicular fossa

N2 Bilateral metastasis in lymph node(s), 6 cm or less in greatest dimension, above the supraclavicular fossa

N3 Metastasis in a lymph node(s)

N3a greater than 6 cm in dimension

N3b in the supraclavicular fossa

APPENDIX III
AJCC STAGING
HEAD & NECK, 5th Edition (cont'd)

DISTANT METASTASIS (M)

MX Distant metastasis cannot be assessed

M0 No distant metastasis

M1 Distant metastasis

STAGE GROUPING Excluding Nasopharynx STAGE GROUPING Nasopharynx
Stage 0 Tis, N0, M0 Stage 0 Tis, N0, M0
Stage I T1, N0, M0 Stage I T1, N0, M0
Stage II T2, N0, M0 Stage IIA T2a, N0, M0
Stage III T3, N0, M0
    T1-3, N1, M0
Stage IIB T1-T2a, N1, M0
    T2b, N0-1, M0
Stage III T1-T2b, N2, M0
    T3, N0-2, M0
Stage IVA T4, N0-1, M0
    Any T, N2, M0
Stage IVA T4, N0-2, M0
Stage IVB Any T, N3, M0 Stage IVB Any T, N3, M0
Stage IVC Any T, Any N, M1 Stage IVC Any T, Any N, M1


APPENDIX IV
PATIENT INSTRUCTIONS FOR SKIN CARE STUDY
BIAFINEÒ APPLICATION

BIAFINEÒ

Radiodermatitis emulsion, for topical application only

A. Product Description

BiafineÒ is a water-based wound dressing which helps in the healing process of skin wounds. When applied properly to a wound, BiafineÒ provides an optimum moist environment for the healing process, assists in the cleansing of the wound, and helps prevent infection.

B. Indication for Use:

BiafineÒ is indicated for use in:

• Minor scrapes
• Superficial wounds
• Full thickness wounds, pressure sores, and skin ulcers including lower leg ulcers
• 1st and 2nd degree burns, including sunburns
• Radiation therapy-induced skin reactions
• Skin donor and graft sites

C. Ingredients:

BiafineÒ consists of purified water, liquid paraffin, glycol monostearate, stearic acid, propylene glycol, paraffin wax, squalene, avocado oil, trolamine sodium alginate, cetyl palmitate, methylparaben, sorbic acid, propyl paraben, fragrance.

D. Contraindications:

A known allergy to one of the ingredients in BiafineÒ.

E. Warnings:

In radiation therapy-induced skin reactions and/or in conjunction with ongoing radiation therapy do not apply BiafineÒ to the radiation treatment area less than 4 hours prior to a radiation treatment. BiafineÒ should be applied immediately following radiation sessions . It is important that the area being treated be washed before treatment everyday to prevent a build up of BiafineÒ. A buildup of BiafineÒ will increase the chances of or worsen a skin reaction (See Instructions for Use).

F. Instructions for Use for Radiation Therapy Patients:

Apply a generous amount of BiafineÒ to the treatment area, gently rubbing in the BiafineÒ until it is completely absorbed. A white waxy residue may remain. Apply BiafineÒ three times each day (seven days a week) but not within four hours before radiation therapy. There should be a minimum of four hours between applications.

APPENDIX IV (continued)
PATIENT INSTRUCTIONS FOR SKIN CARE STUDY
BIAFINEÒ APPLICATION

G. Precautions and Observations:

1. For the treatment of any skin wound, consult a physician.

2. BiafineÒ is non-toxic, however, it is for external use only and should not be ingested or taken internally.

3. BiafineÒ does not contain a sun screen and should not be used prior to or during extensive exposure to the sun.

4. Do not use BiafineÒ in a bleeding wound until the bleeding has stopped.

5. The use of BiafineÒ on skin rashes due to allergies has not been studied sufficiently and is therefore not recommended.

6. Following the application of BiafineÒ, a temporary tingling sensation may occur (for 10 - 15 minutes) which is due to the stimulation of circulation at the wound site.

7. If signs of infection are present, appropriate antibiotic treatment should be started. Use of BiafineÒ can be continued during the antibiotic therapy

8. Keep this and all medications out of the reach of children.

H. How Supplied:

BiafineÒ Radiodermatitis Emulsion for local application is available in 1.5 oz. (42.0g) and 0.66 oz (18.6g) lined tubes.

I. Manufactured For:

Médix Pharmaceuticals, Americas, Inc.

12505 Starkey Road

Largo, FL 33773

J. Manufactured By:

Laboratoire Medix, S.A.

18, rue Saint-Mathieu 78550

Houdan, France



APPENDIX V
(Submit to RTOG with the BiafineÒ Shipping Form in Appendix VIII)
PATIENT INSTRUCTIONS FOR STANDARD INSTITUTIONAL SKIN CARE
RTOG 99-13
A PHASE III COMPARISON OF BIAFINEÒ TO DECLARED INSTITUTIONAL PREFERENCE FOR RADIATION INDUCED SKIN TOXICITY IN PATIENTS UNDERGOING RADIATION THERAPY FOR ADVANCED SQUAMOUS CELL CARCINOMAS OF THE HEAD AND NECK


Product Name:_______________________ (institution to fill in) RTOG Inst. Number_____
Product Ingredients: (institution to fill in)

____________________________________________________________________________

____________________________________________________________________________

____________________________________________________________________________

____________________________________________________________________________
Contraindications: (institution to fill in)

____________________________________________________________________________

____________________________________________________________________________

____________________________________________________________________________
Instructions for Use: (institution to fill in)

____________________________________________________________________________

____________________________________________________________________________

____________________________________________________________________________
To the Patient:

Your doctor will provide you with instructions prior to study participation.



APPENDIX VI
PRODUCT LOG
RTOG 99-13
A PHASE III COMPARISON OF BIAFINEÒ TO DECLARED INSTITUTIONAL PREFERENCE FOR RADIATION INDUCED SKIN TOXICITY IN PATIENTS UNDERGOING RADIATION THERAPY FOR ADVANCED SQUAMOUS CELL CARCINOMAS OF THE HEAD AND NECK


Product: ________________________

Unit Size:________________________

Date Case# Patient's Initials Quantity Dispensed or Received Balance Forward Lot # Expiration Date Recorder's Initials
1.              
2.              
3.              
4.              
5.              
6.              
7.              
8.              
9.              
10.              
11.              
12.              
13.              
14.              
15.              
16.              
17.              
18.              
19.              
20.              


APPENDIX VII
Skin Pigmentation - OMB Directive 15


NCI's Office of Management and Budget (OMB) Directive 15 defines racial and ethnic categories as listed below:

American Indian or Alaskan Native: A person having origins in any of the original peoples of North America, and who maintains cultural identification through tribal affiliation or community recognition.

Asian: A person having origins in any of the original peoples of the Far East, Southeast Asia, or the Indian Subcontinent. This area includes, for example, China, India, Japan, and Korea.

Black or African American: A person having origins in any of the black racial groups of Africa.

Hispanic or Latino: A person of Mexican, Puerto Rican, Cuban, Central or South American or other Spanish culture or origin, regardless of race.

Native Hawaiian or Other Pacific Islander: A person having origins in any of the original peoples of Hawaii or the Pacific Islands including Hawaii, the Philippine Islands, and Samoa.

White: A person having origins in any of the original peoples of Europe, Northern Africa, or the Middle East.

Other: Includes any not covered by the above.

Unknown: Includes "prefers not to answer"

NIH has chosen to use these definitions for all reporting, including all competing and non-competing grant applications and progress reports, because they allow comparisons to many National data bases, especially National Health data bases.

APPENDIX VIII
BIAFINEÒ SHIPPING FORM
RTOG 99-13

BiafineÒ will be mailed only to institutions who have identified a single individual for receipt of shipment. This form must be completed and returned to RTOG Headquarters prior to registering any patient on study. The Patient Instructions for Standard Institutional Skin Care (see Appendix V) must be attached to this form. Allow adequate processing time (7-10 days) before calling to register your first patient.

SHIP TO:

Name: _________________________________

Address: ________________________________

   ____________________________________

  ____________________________________

  ____________________________________

Telephone: _________________________________

Fax#: ____________________________________

RTOG Institution#: _________________________

Institution Name: __________________________

IRB Approval Date: _________________________

Investigator (PI) Signature_________________________ Date: __________________

Investigator Name (Print)_________________________

Investigator NCI # (Required) _________________________

Institutional Preference

Institutional declared preference for Arm One will be:

(circle one)
1. a) Standard treatment involves no active agents.
b) Standard treatment involves the following agent: _______

(circle one)
2. a) Agent is started at beginning of radiation treatment
b) Agent is used when the patient becomes symptomatic
c) Not applicable, no other agent will be used


Send Completed Form to:
RTOG Headquarters
1101 Market Street
Philadelphia, PA 19107
ATTN: ELAINE PAKURIS
FAX# 215-574-0300

RTOG Headquarters Approval _______________________________ Date:__________



APPENDIX IX
CTC SKIN TOXICITY

DERMATOLOGY/SKIN

Toxicity

0

1

2

3

4

Alopecia

normal

mild hair loss

pronounced hair loss

-

-

Bruising
(in absence of grade 3 or 4 thrombocytopenia)

none

localized or in dependent area

generalized

-

-

Note: Bruising resulting from grade 3 or 4 thrombocytopenia is graded as Petechiae/purpura and Hemorrhage/bleeding with grade 3 or 4 thrombocytopenia in the HEMORRHAGE category, not in the DERMATOLOGY/SKIN category.

Dermatitis, focal (associated with high-dose chemotherapy and bone marrow transplant)

none

faint erythema or dry desquamation

moderate to brisk erythema or a patchy moist desquamation, mostly confined to skin folds and creases; moderate edema

confluent moist desquamation, ³ 1.5 cm diameter, not confined to skin folds; pitting edema

skin necrosis or ulceration of full thickness dermis; may include spontaneous bleeding not induced by minor trauma or abrasion

Dry skin

normal

controlled with emollients

not controlled with emollients

-

-

Erythema multiforme (e.g., Stevens-Johnson syndrome, toxic epidermal necrolysis)

absent

-

scattered, but not generalized eruption

severe or requiring IV fluids (e.g., generalized rash or painful stomatitis)

life-threatening (e.g., exfoliative or ulcerating dermatitis or requiring enteral or parenteral nutritional support)

Flushing

absent

present

-

-

-

Hand-foot skin reaction

none

skin changes or dermatitis without pain (e.g., erythema, peeling)

skin changes with pain, not interfering with function

skin changes with pain, interfering with function

-

Injection site reaction

none

pain or itching or erythema

pain or swelling, with inflammation or phlebitis

ulceration or necrosis that is severe or prolonged, or requiring surgery

-

Nail changes

normal

discoloration or ridging (koilonychia) or pitting

partial or complete loss of nail(s) or pain in nailbeds

-

-

Petechiae is graded in the HEMORRHAGE category.

Photosensitivity

none

painless erythema

painful erythema

erythema with desquamation

-

Pigmentation changes (e.g., vitiligo)

none

localized pigmentation changes

generalized pigmentation changes

-

-

Pruritus

none

mild or localized, relieved spontaneously or by local measures

intense or widespread, relieved spontaneously or by systemic measures

intense or widespread and poorly controlled despite treatment

-

Purpura is graded in the HEMORRHAGE category.

Radiation dermatitis

none

faint erythema or dry desquamation

moderate to brisk erythema or a patchy moist desquamation, mostly confined to skin folds and creases; moderate edema

confluent moist desquamation, ³ 1.5 cm diameter, not confined to skin folds; pitting edema

skin necrosis or ulceration of full thickness dermis; may include bleeding not induced by minor trauma or abrasion

Note: Pain associated with radiation dermatitis is graded separately in the PAIN category as Pain due to radiation.

Radiation recall reaction (reaction following chemotherapy in the absence of additional radiation therapy that occurs in a previous radiation port)

none

faint erythema or dry desquamation

moderate to brisk erythema or a patchy moist desquamation, mostly confined to skin folds and creases; moderate edema

confluent moist desquamation, ³ 1.5 cm diameter, not confined to skin folds; pitting edema

skin necrosis or ulceration of full thickness dermis; may include bleeding not induced by minor trauma or abrasion

Rash/desquamation

none

macular or papular eruption or erythema without associated symptoms

macular or papular eruption or erythema with pruritus or other associated symptoms covering <50% of body surface or localized desquamation or other lesions covering <50% of body surface area

symptomatic generalized erythroderma or macular, papular or vesicular eruption or desquamation covering ³ 50% of body surface area

generalized exfoliative dermatitis or ulcerative dermatitis

For BMT:

none

macular or papular eruption or erythema covering <25% of body surface area without associated symptoms

macular or papular eruption or erythema with pruritis or other associated symptoms covering ³ 25 - <50% of body surface or localized desquamation or other lesions covering ³ 25 - <50% of body surface area

symptomatic generalized erythroderma or symptomatic macular, papular or vesicular eruption, with bullous formation, or desquamation covering ³ 50% of body surface area

generalized exfoliative dermatitis or ulcerative dermatitis or bullous formation

Also consider Allergic reaction/hypersensitivity.

Note: Erythema multiforme (Stevens-Johnson syndrome) is graded separately as Erythema multiforme.

Urticaria
(hives, welts, wheals)

none

requiring no medication

requiring PO or topical treatment or IV medication or steroids for <24 hours

requiring IV medication or steroids for ³ 24 hours

-

Wound- infectious

none

cellulitis

superficial infection

infection requiring IV antibiotics

necrotizing fascitis

Wound- non-infectious

none

incisional separation

incisional hernia

fascial disruption without evisceration

fascial disruption with evisceration

Dermatology/Skin-Other
(Specify, ________)

none

mild

moderate

severe

life-threatening or disabling



APPENDIX X
RTOG ACUTE RADIATION MORBIDITY CRITERIA
ONS SKIN ASSESSMENT SCORING CRITERIA


COMFORT ALTERATION
Fatigue:
0 - None, able to carry on daily routine
1- Able to carry on daily routine with rest periods
and earlier bedtime fluid: no odor noted
2- Must curtail daily activities even with rest periods
and earlier bedtime odor present
3- Unable to maintain daily activities: able to perform
only short episodes of activity
4- Confined to bed

Pain:
0- None
1- Minimal pain requiring no medication
2- Minimal pain controlled with over-the counter medication
3- Pain controlled with prescription medication and /or oral narcotics
4- Pain controlled with IV narcotics
5- Pain uncontrolled with IV narcotics

Pain Rating: Patients subjective rating of degree of pain ranging from 0 (no pain) up to 10 (severe pain)

MUCOUS MEMBRANE ALTERATION
Esophagitis/Pharyngitis:
0- None
1- Dry sensation in throat and/or mild discomfort
2- Moderate pain requiring medication and soft diet
3- Severe pain requiring oral narcotics: unable to swallow soft foods
4- Severe pain requiring IV narcotics: chokes when tries to swallow water

SKIN INTEGRITY
Drainage:
0- None
1- Small to moderate amount of clear serous
2- Moderate to large amount of serous fluid: no
3- Moderate to large amount of serosanguineous fluid.
4- Moderate to large amount of seropurulent fluid: foul odor present

Integrity:
0- No changes noted
1- Faint or dull erythema: follicular reaction: itching
2- Bright erythema: tender to touch
3- Dry desquamation with or without erythema
4- Small to moderate amount of wet desquamation
5- Confluent moist desquamation: edema
6- Ulceration, hemorrhage or necrosis

VENTILATION ALTERATION
Cough:
0- None
1- Occasional non-productive (dry) cough
2- Persistent non-productive (dry) cough
3- Persistent dry or productive cough requiring
over the counter antitussive agents
4- Persistent cough requiring narcotic
antitussive agents
5- Severe dry or productive cough unresponsive to narcotic antitussive agents
6- Severe respiratory insufficiency requiring continuous oxygen therapy

Shortness of Breath:
0- None
1- Mild dyspnea with exertion
2- Dyspnea with minimal effort but not at rest
3- Dyspnea at rest: intermittent oxygen and/or
steroid required
4- Severe respiratory insufficiency requiring
continuous oxygen therapy